Registered Individuals Suspended in July 2017 by FINRA for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for July 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS


Thomas Michael DiLello, Jr.	LPL Financial LLC
	Atlantic Capital Advisors
Niaz Elmazi	Global Arena Capital Corp
	HFP Capital Markets LLC
James Benjamin Fellus	Spencer-Winston Securities Corporation
	Nexlend Capital Partners
Nancy Putnam Griffith	Wells Fargo Advisors, LLC
	Edward Jones
Brian Joseph Hagerman	Global Arena Capital Corp
	Equities Trading Corp
Justin Linwood Hendrick	Suntrust Investment Services, Inc.
	First Citizens Investor Services, Inc.
Robert Joseph Kerrigan, Sr.	First Financial Equity Corporation
	Personal Wealth Mgmt Group, Inc.
Brent Morgan Porges	Meyers Associates, LP
	Newbridge Securities Corporation
Scott Paul Strochak	Morgan Stanley
	Merrill Lynch, Pierce, Fenner & Smith Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.