September 2017 FINRA Disciplinary Actions Suspend Registered Individuals for Failure to Comply with FINRA Rules

According to FINRA Disciplinary actions for September 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Alvin Wayne Blancett	Raymond James Financial Services, Inc.
	Merrill Lynch, Pierce, Fenner & Smith Inc
Thomas M. Fayad	Oppenheimer & Co. Inc.
	UBS Financial Services Inc.
Robert Peter Lappin	MetLife Securities Inc.
	New England Securities
Nicholas Ronald MacNab	Suntrust Investment Services, Inc.
	BB&T Investment Services, Inc.
George Henry Messier	Wells Fargo Clearing Services, LLC
	Great Heritage Investments, LLC
Brian Moltz	MML Investors Services, LLC
	Merrill Lynch, Pierce, Fenner & Smith Inc
Gazmend Murtezi	Citizens Securities, Inc.
	PNC Investments
Brendan O’Connell	Merrill Lynch, Pierce, Fenner & Smith Inc
	UBS Financial Services Inc.
Arra Poghossian	Scottrade, Inc.
	TD Ameritrade, Inc.
Brent Morgan Porges	Meyers Associates, L.P.
	Newbridge Securities Corporation
Charles Courtney Sandoval	Allstate Financial Services, LLC
	SII Investments, Inc.
John Leo Valentine	Purshe Kaplan Sterling Investments
	Securities America, Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.