Securities Arbitration Lawyers BlogChurch Loses $135,000 Due to Alleged Bad Advice From Broker Betsy Marcom
Broker fined $15,000 and suspended for four months as a result of FINRA investigation
After having damages granted against her in the amount of $135,000 by a customer questioning the suitability of her investments in December 2012, Texas financial advisor Betsy B. Marcom (previously known as Betsy Bratton Perryman) is once again under scrutiny by FINRA.
In a disciplinary action dated November 19, 2015, the Next Financial Group, Inc. financial advisor, Betsy Marcom, accepted and consented (without admitting or denying the findings) to the entry of FINRA findings that stated: