Securities Arbitration Lawyers BlogBarbara Fife Barred from Securities Industry After Two Decades
Allegations concerning customer funds lead to permanent FINRA bar
Barbara Fife consented to the sanction that she failed to provide documents and information requested by FINRA during an investigation into accusations that she converted funds from a customer.
In October of 2015, a client reported that she wrote checks directly to Fife and that the funds were never invested or deposited into the the customer’s accounts. Damages in the amount of $257, 5000 were awarded to the client.