Securities Arbitration Lawyers BlogDalyne Shinneman Barred from Practice after 23 Years in Securities Industry
Appealed suspension, but did not cooperate with FINRA investigation
According to the FINRA website, Dalyne L. Shinneman has been barred from the securities industries following a career riddled with disclosures and disputes.
A broker since 1989, Shinneman was most recently employed by Ridgeway & Conger, Inc., before facing suspension in July 2014. FINRA officially barred her in November 2014 after she allegedly requested termination of her suspension but failed to cooperate with further measures in the investigation.