Securities Arbitration Lawyers BlogScott Matthews Barred From FINRA Due to Failure to Disclose Leads
Customer disputes led to his discharge from last employer
According to the FINRA BrokerCheck website, Scott Frederick Matthews, a financial adviser for 22 years, led a relatively quiet career before a string of several customer disputes in the past two years.
Prior to June 2013, Matthews had been involved in just two customer disputes, one of which was denied and the other closed without action. But in the last week of that month, everything got a bit messier.