Securities Arbitration Lawyers BlogFrederick Monroe, 16-year Financial Advisor, Permanently Barred by FINRA
Fraud, misappropriation of funds, and criminal charges—this New York broker is in serious trouble.
The subject of numerous customer disputes, Frederick Monroe has been barred from associating with acting as a broker or otherwise associating with firms that sell securities to the public.
Frederick Monroe began his career in the securities industry in 1994 when he was employed by Robert W. Baird & Company in Milwaukee, Wisconsin. He was also employed by Voya Financial Advisors in Albany, New York, from February 2006 to June 2015. Before that, he was employed by Northwestern Mutual Investment Services in Latham, New York, from July 1994 to February 2006.