Securities Arbitration Lawyers BlogHave You Invested Your Hard-Earned Money with Broker Scott Erik Aabel?
Once again, Nokomis, Florida-based broker is sanctioned and fined by FINRA.
When investing with a broker, it’s important to know his or her own financial background. For instance, if you invested with Scott Aabel anytime since his early days in the securities industry with Lutheran Brotherhood Securities Corp. in 1991, you might be interested to know that he has at least four judgment/liens or financial complaints lodged against him in his personal financial life.
In addition to the personal financial disclosures on Aabel’s BrokerCheck report, there are a reported ten customer disputes requesting upwards of $600,000 lodged against the Florida broker. The Financial Industry Regulatory Authority (FINRA) report lends insight about the allegations relating to Aabel’s 25-year securities industry career.