Securities Arbitration Lawyers BlogInvestors Beware: SEC Warns of Financial Professionals Making False Claims
Tips on how how to be alert so you do not fall victim to an investment scheme.
The old adage “don’t believe everything you hear or read” rings true in the case of a recent Securities Exchange Commission (SEC) Investor Alert. This particular alert warns investors about financial professionals that may misrepresent their backgrounds and professional experience to lure investors into investment schemes.