Securities Arbitration Lawyers BlogFort Lauderdale, Florida Westpark Capital Broker Patrick H. Maddren Under Investigation After Churning Complaint Settles for $300,000
Silver Law Group is investigating Westpark Capital broker Patrick H. Maddren over churning claims.
Maddren, who is based out of the Fort Lauderdale, Florida Westpark Capital branch was the subject of a customer complaint that settled.
In March 2016, a customer filed a FINRA arbitration alleging that Maddren failed to follow instructions, made material misrepresentations and omissions, excessively traded in order to incur commissions, made unauthorized trades and unsuitable recommendations. The FINRA arbitration settled for almost $300,000.