Securities Arbitration Lawyers BlogFINRA Suspends Broker Lorene Fairbanks For Improper Financial Relationship With Client And Improper Communications With Client
Lorene Fairbanks (CRD# 2788572) (aka “Lorene Fairbanks Miller,” “Lori Miller”) has been suspended by FINRA for five months due to allegations of an improper financial relationship with a client and improper communications. Her last registered employment was with Ameriprise Financial Services (CRD# 6363). She is not currently registered with any financial institution.
Fairbanks’ previous registration history includes:
- Ameriprise Financial Services (CRD# 6363), of Canfield, OH, from 11/20/2014 to 06/09/2017.