Securities Arbitration Lawyers BlogConnecticut Broker Matthew Woodard Permanently Barred by FINRA
With just three years in the securities industry, Woodard faced allegations of misconduct
Silver Law Group is investigating the misconduct of Matthew Charles Woodard, a broker from Farmington, Connecticut. An inquiry from FINRA was initiated when Woodard was accused of converting funds from a deceased customer’s account. When asked to cooperate with the investigation, he refused to provide documentation and information and was subsequently permanently barred by FINRA.
Employed for just three short years in the financial services industry, Woodard, worked for Metlife Securities, LPL Financial, Proequities, Inc. and most recently with First Allied Securities from February 2015 to October 2015.