Securities Arbitration Lawyers BlogMarat Zeltser Has Been Barred By FINRA After Numerous Allegations of Misconduct
Allegations include willful violation of the Securities Exchange Act of 1934, among others
Marat Zeltser has a long history in the financial services industry, including working as a broker for various firms in New York, New York since 2003.
While employed by Caldwell International Securities Corporation, allegations against Zeltser included mishandling accounts, losing a client’s money and failing to follow client’s requests to sell a security. He also allegedly invested monies in an unsuitable triple leverage EFT’s over long periods of time.