Securities Arbitration Lawyers BlogSilver Law Group is Investigating Truitt Ficklin of Cetera Investment Services LLC
Truitt Ficklin, a former financial advisor with Cetera Investment Services, LLC, is barred from association with any FINRA member in any capacity. Respondent failed to request termination of his suspension within three months of the date of the Notice of Suspension; therefore, he is automatically barred from association with any FINRA member in any capacity.
Contact Our Firm if You’ve Invested with Truitt Ficklin of Cetera Investment Services, LLC
If you invested with Truitt Ficklin and believe you have lost money due to his misconduct, you may be able to file a claim to recover your losses through FINRA arbitration. For a free evaluation of your potential case by as securities attorney, please contact Silver Law Group.