LPL Financial Broker Omar Campos Barred for Failing to Respond to FINRA’s Request for Information

Item: Silver Law Group
Rating: 5
Author: Ben M.

Omar Campos, a broker at LPL Financial from May 2010 to June 2014 was permanently barred from any association with any FINRA member in any capacity. Campos resigned from LPL after they were going to terminate his registration based on concerns regarding his involvement in outside business activities.

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