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- Hedge Fund Fraud
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- The Essentials of Power of Attorney Fraud in the Elderly
- NASAA: Ethical Financial Advisors can Help Clients Avoid or Spot Fraud
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- Senior Safe
- Silver Law Group Represents Florida Seniors in Elder Fraud Cases
- Real Estate Investments
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- Life Settlement or Viatical Fraud
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- Advisor Group
- Aegis Capital Corp.
- Ameriprise Financial Services, Inc.
- Ameritas Investment Corp.
- AXA Advisors, LLC
- BlackBook Capital, LLC
- Brookville Capital Partners (BCP)
- Cadaret, Grant & Co, Inc.
- Cantone Research Inc.
- Cetera Advisor Networks, LLC
- Coastal Equities, Inc.
- Craig Scott Capital, LLC
- Dawson James Securities, Inc.
- Dynasty Capital Partners, Inc.
- 1st Discount Brokerage, Inc.
- Forefront Capital Markets, LLC
- Garden State Securities, Inc.
- Global Strategic Investments, LLC
- ING Financial Partners, Inc.
- Horner, Townsend & Kent, Inc.
- Janney Montgomery Scott, LLC
- J.D. Nicholas & Associates
- JHS Capital Advisors, LLC
- Joseph Stone Capital, LLC
- Lincoln Financial Network
- LPL Financial, LLC (Linsco Private Ledger)
- Broker Jinesh Pravin Brahmbhatt Suspended by FINRA for Failure to pay an Arbitration Award
- FINRA Permanently Bars Former LPL Broker Thomas Caniford
- FINRA Suspends Michael Brunelli for Failing to Cooperate
- Former LPL Broker Geno Gates Permanently Barred by FINRA
- Former LPL Broker Julius Kenney Barred by FINRA
- Former LPL Broker Mark Stark Barred for Failing to Respond to FINRA’s Request for Information
- Former LPL Broker Michael Quinn Permanently Barred by FINRA
- Frank Adams III Barred for Failing to Respond to FINRA’s Request for Information
- LPL Broker Jason Charles Parker Permanently Barred by FINRA
- LPL Financial Broker Omar Campos Barred for Failing to Respond to FINRA’s Request for Information
- Michael Brunelli, Formerly With LPL Financial, Suspended by FINRA
- Martinez-Ayme Securities
- Merrimac Corporate Securities, Inc.
- Monex Securities, Inc.
- National Securities Corporation
- Acasti Pharma, Inc. (ACST)
- Acorn Energy Inc (ACFN)
- Adcare Health Systems Inc. (ADK)
- Atlas Resource Partners, L.P(ARP)
- Biostage Inc. (BSTG)
- Box Ships Inc. (TEU: US)
- CBD Energy Limited (CBDEF)
- Cinedigm Digital Cinema Corp. (CIDM)
- Comstock Mining, Inc. (LODE)
- Immune Pharmaceuticals Inc. (IMNP)
- Inventergy Global, (INVT)
- Marron Bio Innovations Inc. (MBII)
- Methes Energies International, Ltd. (MEIL)
- Miller Energy Resources Inc. (MILL)
- Opexa Therapeutics Inc. (OPXA)
- OpGen Inc. (OPGN)
- Pacific Energy Development (PED)
- Torchlight Energy Resources Inc. (TRCH)
- ZBB Energy Corp. (ZBB)
- Newbridge Securities Corporation
- NSM Securities, Inc.
- Oppenheimer & Co. Inc.
- PHX Financial, Inc.
- Robert W. Baird & Co.
- Rockwell Global Capital LLC
- Securities America
- Spartan Securities Group, Ltd.
- Sterne Agee & Leach, Inc.
- UBS Financial Services
- Voya Financial Advisors, Inc.
- Wedbush Securities Inc.
- LPL Financial Advisor Michael Taillon: Another Example of Failed Supervision for Wary ETF Investors
- First Standard Financial Company
- AllianceBernstein
- Current Investigations
- Collapse in Oil Prices Causing Large Losses in Energy Stocks and High Yield Bonds
- LPL and Non-Traded REITs
- Managed Future Funds: How Financial Engineering Creates Profits for Wall Street
- McGinn Smith and National Financial Services, LLC
- Merrill Lynch Faces Penalties Related to the use of Leverage Loans in Brokerage Accounts
- Precious Metal Fraud
- Puerto Rico Municipal Bonds and Closed-End Bond Funds
- Senate Acceptance Corp’s Alleged Ponzi Scheme Gives Investors few Choices
- The SEC Brings Christopher Brogdon to Justice After More Than a Decade of Fraudulent Activity
- UBS Willow Fund
- Silver Law Group is Representing Investors in the $102 Million First Nationle Solution, LLC Ponzi Scheme
- Verdicts & Settlements
- Elder Financial Fraud Victims – Punitive Damages
- Elderly Widow “Affinity” Fraud Victim – Punitive Damages
- Fraudulent Private Placements – Capwest Securities
- Fraudulent Private Placements – Securities America
- Ponzi Scheme – Precious Metals Fraud
- Silver Law Group Settles Investor Class Action for $13 Million
- Media & News
- News Releases
- Bufetes de Abogados Dedicados al Arbitraje de Valores Anuncian Investigación Sobre Infracciones en las Prácticas de Venta de UBS Financial Services of Puerto Rico y Popular Securities
- El Grupo Silver Law Presenta Demandas Contra UBS Puerto Rico por las Pérdidas de Inversiones en los Fondos de Bonos de Renta Fija de UBS Puerto Rico
- Notice to Brokerage Firm Customers Who Purchased Linn Energy and Other Oil and Gas Investments – Silver Law Group and Law Firm of David R. Chase, P.A. Investigation
- Securities Arbitration Law Firms Announce Sales Practice Violation Investigation Into UBS Financial Services of Puerto Rico and Popular Securities
- Silver Law Group and Law Firm of David R. Chase, P.A. File FINRA Arbitration Claim Seeking Damages in Excess of Five Hundred Thousand Dollars Relating to the UBS Willow Fund
- Silver Law Group and Law Firm of David R. Chase, PA Initiate Investigation Into Potential Claims for Recovery of Losses - Linn Energy
- Silver Law Group and Law Firm of David R. Chase, PA Initiate Investigation Into Potential Claims for Recovery of Losses - Seadrill and Cobalt International Energy
- Silver Law Group Awarded $750,000 in Punitive Damages in FINRA Arbitration
- Silver Law Group Continues Investigation into UBS Puerto Rico for Investment Losses in UBS Puerto Rico Fixed Income Bond Funds
- Silver Law Group Continues to Pursue FINRA Arbitration Claims for Investors in UBS Willow Fund
- Silver Law Group Continues to Pursue Securities Arbitration Claims Against UBS Puerto Rico for Investment Losses in UBS Proprietary Closed-End Bond Funds
- Silver Law Group Files FINRA Arbitration Claim Against LPL on Behalf of an Elderly Investor for Losses in Alternative Investments - Losses in Alternative Investments, Leveraged ETFs
- Silver Law Group Files FINRA Arbitration Claim Against LPL on Behalf of an Elderly Investor for Losses in Alternative Investments
- Silver Law Group Files Securities Arbitration Claims Against UBS Puerto Rico for Investment Losses in UBS Closed-End Bond Funds
- Silver Law Group Investigates Aequitas Management, LLC and Others for Possible Violations of Federal Securities Laws
- Silver Law Group Investigates Arjent LLC Co-Owners Charged With Defrauding Investors
- Silver Law Group Investigates Arthur Jacob, CPA and Innovative Business Solutions, LLC
- Silver Law Group Investigates Former Merrill Lynch Broker Thomas Buck
- Silver Law Group Investigates Former Pennsylvania Stockbroker in $15.5 Million Ponzi Scheme
- Silver Law Group Investigates Morgan Stanley’s Recommendations of Cobalt International Energy and Seadrill Ltd
- Silver Law Group Investigates Retirement Advisors Who Falsely Promoted Alternative Investments
- Silver Law Group Investigates United Development Funding ('UDF') and UDF IV Admist Ponzi Scheme Allegations, an SEC Investigation, and an FBI Raid of Its Headquarters
- Silver Law Group is Pursuing Claims Against UBS Puerto Rico for Investment Losses in UBS Puerto Rico Fixed Income Bond Funds
- Silver Law Group Issues Investor Alert Regarding Claims Against UBS of Puerto Rico Involving Puerto Rico Bonds
- Silver Law Group Urges UBS Willow Fund Investors to Consider Recovery Options on Anniversary of Board’s Decision to Liquidate Fund Holdings
- The Silver Law Group Announces FINRA Arbitration Claim Against UBS Financial Services of Puerto Rico on Behalf of Retired Couple in Puerto Rico
- Silver Law Group and Law Firm of David Chase Initiate Investigation Into Allegations of Improper Loans and/or Misappropriation
- Silver Law Group Initiates Investigation After Company Declares Bankruptcy
- Silver Law Group and Law Firm of David Chase Initiate Investigation Into Potential Avenues of Recovery of Investment Losses
- Silver Law Group and Wites & Kapetan File Class Action Lawsuit Against Coinbase for Aiding and Abetting $8 Million Theft
- Silver Law Group Files Class Action Lawsuit Against Cryptsy and its Principal, Paul ('Big Vern') Vernon
- Silver Law Group and Law Firm of David R. Chase, PA Initiate Investigation Into Potential Claims for Recovery of Losses
- Silver Law Group and Law Firm of David R. Chase, PA Initiate Investigation Into Potential Claims for Recovery of Losses
- Silver Law Group Investigates Double Eagle Enterprises LLC and Eric Arlt for Precious Metals Fraud
- Silver Law Group Secures Multi-Million Dollar Judgment for Former NFL Great and Super Bowl Champ
- Silver Law Group Investigates – Former NFL Player Charged in $32 Million Ponzi Scheme Involving Loans to Professional Athletes
- Silver Law Group Investigates – State of Florida Charges Four Computer Support Companies in 'Ruthless' Fraud Scheme
- Silver Law Group Investigates Gold Coast Bullion, Inc. and its President Anthony Lauria for Precious Metals Fraud
- Silver Law Group Files Lawsuits Against Cryptocurrency Exchanges Bitcoin Savings & Trust and Cryptsy
- Silver Law Group Files Lawsuit against Amerifirst Management LLC, Scott Piccininni, and John D’Onofrio in Precious Metals Fraud Case
- Silver Law Group Files Lawsuit Against Amerifirst Trading, WorldPMX, Sean McCabe and C. Leo Smith for the Misleading Sale of Precious Metals
- Silver Law Group Announces Investigation of Matthew Weber, C.P.A. – Former Partner of Citrin Cooperman
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