Former LPL Broker Mark Stark Barred for Failing to Respond to FINRA’s Request for Information

Item: Silver Law Group
Rating: 5
Author: Ben M.

Mark Stark, a former LPL Financial broker was permanently barred from any association with any FINRA member in any capacity for failing to provide information to FINRA. Stark worked at LPL from October 2013 until July 2014, when he was fired after it was determined that he held client checks rather than timely execute transactions as instructed by clients.

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