A National Securities Arbitration & Investment Fraud Law Firm
Notice to Roger Kroeger Customers of Invest Financial — Silver Law Group and Law Firm of David Chase Initiate Investigation Into Allegations of Improper Loans and/or Misappropriation
FORT LAUDERDALE, FL (December 12, 2017) – Silver Law Group and the Law Firm of David Chase announce their joint investigation into allegations that Roger Kroeger, formerly a stock broker with Invest Financial Corporation located in Fort Lauderdale, Florida, may have made improper loans from a customer account to his sister and/or misappropriated funds. Invest Financial terminated Kroeger on November 17, 2017, on the grounds that: “Representative admitted to facilitating a loan to his sister from a senior client, and was subsequently charged with multiple felony offenses in connection with these circumstances.”
As reported in the Sun Sentinel, Kroeger is facing state criminal charges arising out of his handling of this elderly customer’s brokerage account. The criminal charges include: exploitation of the elderly, grand theft and money laundering.
Securities brokerage firms are legally responsible for supervising the activities of their stock brokers and can be held liable for their wrongful conduct, including misappropriation of customer funds.
If you were a customer of Roger Kroeger at Invest Financial Corporation and suffered losses in your account, or believe that he may have wrongfully taken monies from you, contact the law firms to explore your legal rights and the potential to recover your losses. All consultations are confidential and at no cost. Cases are taken on a contingency fee basis, meaning no attorney’s fee is owed if there is no recovery.
Silver Law Group and the Law Firm of David R. Chase, PA, focus their practice on the representation of investment fraud victims worldwide. Scott L. Silver, managing partner of the Silver Law Group, has devoted his legal career to representing aggrieved investors. David R. Chase, principal of the Law Firm of David R. Chase, PA., is a former SEC Prosecutor.
For more information about the firms and their investment fraud practice area, please visit: www.silverlaw.com. You may contact toll-free either Mr. Silver at: (800) 975-4345 or Mr. Chase at: (800) 760-0912 for a confidential, no cost consultation on the potential for recovery of your investment losses.